Compliance jobs in Financial Services

The Compliance Associate will support the Risk & Compliance department in ensuring adherence to regulatory requirements within the financial services industry. This position is based in London and involves monitoring compliance frameworks and offering guidance to internal teams.

As a Compliance Analyst in the Financial Services industry, you will assist in ensuring adherence to regulatory requirements and internal policies. Your role will focus on monitoring, reporting, and providing guidance to maintain a robust risk and compliance framework.

The AVP Compliance Officer will report directly to the Head of Compliance and will work in the 2nd line compliance team conducting compliance generalist responsibilities

As a Senior Compliance Analyst you will play a key role in ensuring regulatory compliance and supporting the Compliance department. This permanent position is based in London and offers a great opportunity to work in a fast-paced and professional environment.

Seeking a Compliance Analyst to join the Risk & Compliance department of a leading asset manager. This role is essential for ensuring adherence to regulatory requirements and maintaining high compliance standards throughout the broader business.

The Compliance Assistant will play a vital role in acting as an ambassador for and supporting the broader Compliance Department. This position sits at a group level and requires strong attention to detail and the ability to ensure adherence to changing regulatory standards.

The Compliance Analyst will support the Associate Director of Compliance in ensuring the firm adheres to all relevant regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited to a proactive individual looking to deepen their experience in a dynamic and fast-paced environment.

The Compliance Officer role will be a 15 month FTC maternity cover for the current UK Compliance Officer and will be a stand-alone role in the UK. You will not be required to hold the SMF16/17.

Join a leading Corporate Bank as a Compliance and Risk Assurance Manager. This role requires expertise in risk and compliance to ensure regulatory standards and frameworks are effectively adhered to

The Interim Compliance Lead will oversee compliance activities within the Risk & Compliance department, ensuring adherence to regulatory requirements in the financial services industry.This role is a fixed-term contract and requires a detail-oriented professional with expertise in compliance management.

As a Compliance Analyst, you will play a key role in supporting the Risk & Compliance department within the financial services sector.This 12-month fixed-term contract in London offers an exciting opportunity to ensure adherence to regulatory requirements and contribute to a robust compliance framework.

This role involves conducting file reviews within the compliance function, ensuring adherence to regulatory standards within the asset management sector. You will be responsible for conducting file reviews to check against Suitability requirements and internal standards.

This is an exciting opportunity for a Control Room AVP to join the Compliance department within this Global Bank based in London

This is an excellent opportunity for a Director - Regulatory Implementation - Sales and Trading to lead and manage regulatory implementation projects within the Sales and Trading division of a Global Investment Bank

This role involves overseeing client onboarding and conducting Customer Due Diligence (CDD) processes to ensure compliance within the financial services sector. The Onboarding and CDD Analyst will play a key role in the Regulation & Compliance department, ensuring regulatory requirements are met.

Transaction Monitoring role within international bank.

6-month fixed term contract with IMMEDIATE start.

As a Financial Crime Officer, you will play a pivotal role in ensuring compliance with financial crime regulations within the 2nd Line of Defense of an international bank. Reporting into the Deputy of Money Laundering, you will be responsible for implementing and supporting effective risk and compliance measures.

Financial Crime Analyst role at a specialist mid-sized bank, assisting with the identification and mitigation of financial crime risks and fraud within the organisation. You will play a key role in ensuring compliance with regulatory requirements and maintaining the integrity of the company's operations.

As a Tax Manager specialising in Private Client Compliance, you will oversee a portfolio of clients, ensuring their tax affairs are managed efficiently and comply with all regulations. This is a key opportunity to contribute to a leading team in Milton Keyns, offering tailored solutions and strategic advice.

QC Analyst role within a Global organisation.

The Financial and Regulatory Accountant - SME business bank will be responsible for preparing accurate financial reports and ensuring compliance with regulatory standards in the financial services industry. This position requires a detail-oriented professional with expertise in accounting and finance practices.

The Regulatory Management VP will oversee and manage regulatory requirements within the Banking industry, ensuring compliance and effective risk management within the Accounting & Finance department. This permanent role offers an exciting opportunity for a detail-oriented professional to contribute to organisational success.

The Client Onboarding Executive supports the Retail Investor Relations team by managing the onboarding process for new investors in retail funds. The role focuses on ensuring efficient client setup, regulatory compliance, and high-quality client service.

This VP-level role leads the technical delivery of ProcessUnity for Third Party Management, overseeing system implementation, integrations, and non-functional requirements. You'll coordinate IT governance, testing, and deployment, work with procurement, risk, compliance, and vendors, and ensure the solution meets regulatory, security, and operational standards across the organisation.

This is an exciting opportunity for an Assistant Accountant to support the Accounting & Finance department within the industrial and manufacturing industry. The role involves managing financial records, assisting with reporting, and ensuring compliance with relevant regulations.

The Director Residential & Commercial Real Estate Lending will oversee and manage lending activities within the residential and commercial property sector, ensuring compliance and driving strategic growth. This role requires expertise in financial services and a deep understanding of the real estate market in the UK.

This is an excellent opportunity for a Corporate Tax Senior to join a thriving professional services firm. The role focuses on providing expert tax compliance and advisory support to a range of clients.

We are seeking a Mixed Tax Senior to join a professional services team in Ashford. The role involves managing and advising on various tax matters, ensuring compliance and providing exceptional support to clients.

An exciting opportunity for a Corporate Tax Assistant Manager, to join a large tax department near Crawley. The role will involve managing a diverse portfolio of corporate clients, ensuring compliance and offering advisory services.