Compliance jobs in Financial Services

This will be a critical role in embedding and enhancing the company's second line risk & compliance function. The candidate will collaborate with the wider business and provide effective and pragmatic compliance and financial crime guidance and support.

The Compliance Manager will oversee regulatory frameworks and ensure adherence to industry standards within the pensions sector. This role is based in Manchester with occasional travel to Carlisle and requires a detail-oriented individual to manage compliance and risk effectively.

Generalist compliance opportunity. Looking for someone to support and effectively deputise the Head of Compliance.

Are you an experienced leader with a passion for compliance and risk from the Crypto & Fintech industry? Are someone who understands TradFi and started your career there, but have moved to the Crypto world in recent years, ideally into Defi? You are based in Europe? Then I am happy to receive your application.

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

You will be responsible for ensuring adherence to relevant legal and regulatory requirements, monitoring compliance activities, and supporting the development of policies and procedures that align with industry best practice. Typical responsibilities for compliance analysts include regulatory analysis, policy development, monitoring, documentation management and operational compliance testing

The Senior Compliance and Risk Analyst - Payments will work in the 2nd line to help strengthen the firm's global risk framework in their London office and across other global jurisdictions.

Our client a leading Global Investment Management firm are looking to hire a Compliance Officer for their Retail Investments business who will take on the SMF16 within 3 -6 months

We are looking for an experienced Compliance Officer (SMF16) to lead compliance oversight for our retail asset management business. This role is pivotal to ensuring our firm continues to operate to the highest standards of conduct, governance, and regulatory integrity across the full lifecycle of our retail investment products.

We are seeking a Senior Compliance Advisory professional with expertise in the financial services industry to join a temporary contract role. This opportunity is based in London and requires a strong understanding of Risk & Compliance functions.

Support the Head of Compliance & MLRO as part of the team to cover all aspects of the Compliance Monitoring Program, and other regulatory issues that impact the firm.

The Compliance Associate will play a key role in supporting the delivery of the Compliance Monitoring Programme by identifying regulatory risks, developing frameworks, monitoring regulatory changes, and providing advisory guidance and reporting across the organisation. It also assists with financial crime oversight, issue resolution and surveillance activities to help strengthen the overall function.

The Director - Client On-boarding - Corporate and Investment Banking will be responsible for leading the EMEA Client Lifecycle Management team across the Corporate and Investment Bank.

We are seeking an experienced Client Onboarding Specialist to join our team on a temporary basis. This role is ideal for someone with proven expertise in onboarding high‑risk client types, including Trusts, Funds, SPVs, Complex Corporate Structures, and other non‑standard or enhanced‑risk entities.Hybrid role, requiring two days a week in our London office, with the remainder worked remotely. Candidates must be immediately available.

The Director - Transaction Monitoring Lead - Corporate and Investment Banking will lead and manage the Anti-Money Laundering (AML) and Transaction Monitoring (TM) frameworks within the financial services sector, ensuring compliance with relevant regulations. This London-based role requires a strategic mindset and a strong understanding of risk and compliance processes.

The VP - Client Lifecycle Management - KYC Team will be responsible for leading a team of KYC Analysts and AVP's through the client lifecycle.

The role involves maintaining accurate client onboarding and and ensuring regulatory requirements are fully met throughout the account lifecycle. You will provide operational and administrative support to Front Office teams by managing payments, trades, and ongoing servicing for HNW clients.

A senior SME role responsible for leading complex KYC, EDD, and financial‑crime investigations within a high‑volume payments environment. The position focuses on safeguarding the payments ecosystem by identifying high‑risk merchants, monitoring rapid‑velocity transactions, and enhancing AML/fraud controls that support fast onboarding and scalable risk management.

The QC Analyst role is essential in ensuring the accuracy and consistency of onboarding files that have been escalated by our Client Onboarding Specialists.The ideal candidate will have strong experience reviewing complex, high‑risk client entity structures-including Trusts, Funds, SPVs, Offshore Entities, and other enhanced‑risk arrangements-and will be confident applying a rigorous, risk‑based approach to quality assurance.

The role of Operational Risk Manager in the public sector involves overseeing and enhancing risk management frameworks to ensure regulatory compliance. Based in Crewe, this position requires a structured and analytical approach to manage operational risks effectively.

The Interim HR Operations Specialist will provide essential support in managing HR processes and ensuring compliance within the Financial Services sector. (Recent UK FS experience essential) This temporary role in London requires expertise in human resources operations and the ability to deliver effective solutions in a fast-paced environment.

This is a Temporary Regulatory Legal Counsel position working for an international business. The role involves collaborating with the legal department to ensure compliance and manage legal risks effectively.This role is primarily a remote role.

The EMEA Payroll Specialist will manage payroll operations across the EMEA region, ensuring compliance with local regulations and delivering accurate and timely payroll services. This role requires expertise in payroll processes, tax regulations, and attention to detail to support the financial services industry.

The Director Residential & Commercial Real Estate Lending will oversee and manage lending activities within the residential and commercial property sector, ensuring compliance and driving strategic growth. This role requires expertise in financial services and a deep understanding of the real estate market in the UK.

We are seeking a HR Coordinator to support the day‑to‑day operations of a busy HR function within an international banking environment, assisting with onboarding, payroll administration, recruitment coordination, compliance tasks and general HR administration. This role offers hands‑on exposure across the full employee lifecycle and is ideal for a detail‑oriented, proactive individual looking to develop their HR career within a regulated, professional setting.

The Programme Director - Financial Crime Transformation will lead a high-profile initiative, focusing on enhancing compliance and mitigating financial crime risks. This London-based role involves managing complex programmes, ensuring alignment with strategic goals, and delivering exceptional results.

We are seeking a VAT Assistant Manager to join our client's tax department. The successful candidate will focus on providing expert VAT advice and compliance services, ensuring client satisfaction and compliance with regulations.

We are seeking a skilled Audit Senior to join an accountancy firm in Godalming. The ideal candidate will manage and execute audit processes, ensuring compliance and accuracy in accounting and finance operations.

This is an exciting opportunity for a Company Secretary to join a prominent regulatory body within the financial services sector. Based in London, this role offers the chance to support high-level governance and compliance within the C-Suite department.

The Senior Operational Accountant role in the insurance industry involves managing financial operations and ensuring compliance with accounting standards. This temporary position is based in Southampton and requires a detail-oriented professional with expertise in accounting and finance.