Compliance jobs

To perform the day-to-day Second Line of Defence Regulatory Compliance activities across the whole of businesses activities, as well as certain risk activities as required, under the supervision of the CRO.

An exciting opportunity has arisen for a diligent Compliance Officer, ideally from an asset management background, to manage and enhance the risk and compliance processes within a reputable organisation. This role is perfect for a proactive individual who can effectively collaborate with internal stakeholders.

Our client a growing International Bank are recruiting for a Compliance Officer to join their growing team in the city of London. The Compliance Officer will be responsible for helping to ensure the bank is in compliance with all internal policies, regulations and guidance.

Seeking an experienced and detail-oriented Compliance Manager.

You will be responsible for the delivery of the conduct related FCA regulatory frameworks.

The Compliance Monitoring Associate will work as part of the Compliance Monitoring team and will undertake reviews as part of the annual compliance plan.

The Compliance Monitoring Associate will play a pivotal role in enhancing and implementing the compliance monitoring program within the financial services industry. This position is based in London and requires a keen understanding of risk and compliance management in the financial sector.

The Risk and Compliance Officer will play a critical role in ensuring the adherence of financial regulations within the company. The successful candidate will be responsible for identifying, evaluating, and mitigating risks within the financial services industry.

This role requires a Regulatory Compliance Manager who is ready to take on the challenge of strengthening the risk and compliance function in an investment management firm. The successful candidate will be tasked with ensuring adherence to regulatory guidelines and implementing robust compliance policies, focusing on consumer duty.

Our client a leading growing Corporate and Investment Bank are recruiting for a VP - Compliance Monitoring Lead - Banking and Markets

A VP Securities Regulatory Reporting Manager is needed to spearhead the Securities Regulatory Reporting team, providing hands-on experiences and expertise and will be based in London.

The AVP - SMR Specialist role is a critical position within the SMR team based in London . The role responsibilities will be to keep the SMR documentation up to date and carry out the day to day activities to ensure the firm meets regulatory obligations under the guidance and supervision of the Head of Senior Managers Regime in our London office.

This position seeks an individual who is passionate about Financial Crime within the crypto / digital assets space. Someone who has a keen eye for detail, and is knowledgeable about financial crime within the cryptocurrency market. The successful candidate will play a key role in our client's Risk & Compliance department.

The Transaction Monitoring Team Lead will be responsible for helping to lead a team of Transaction Monitoring Analysts under the guidance of the Head of Transaction Monitoring.

This role involves a Financial Crime Assistant Director in the Risk & Compliance department. The successful candidate will lead in identifying and managing financial crime risks.

The role of Legal Account Manager (HYBRID WORKING) will manage a portfolio of litigation cases within the recoveries function. The successful candidate will have collections experience and have technical expertise an all areas of the collections and recoveries process.

An AML Analyst is required to join a renowned financial services organisation, focusing on implementing and monitoring anti-money laundering (AML) and compliance policies within the Risk & Compliance department. The successful candidate will be detail-oriented, possess strong analytical skills and have a keen interest in the financial services industry.

Our client a leading Corporate and Investment Bank are recruiting for a Client Lifecycle Management QA - AVP who will be responsible for leading the KYC QA team in the bank.

We are seeking a KYC Associate - Rolling Review to join our first line CLM team based in London, The role involves managing client relationships, ensuring compliance with regulations and providing excellent service.

Our client a leading Corporate Bank are recruiting for an AVP Client LifeCycle Management - MI/Data skills role to join their growing team based in London.

This is an Money Laundering Officer for a Venture Capitalist (VC) backed Electronic Money Institution (EMI) that is looking to obtain a license in the UK.

The Head of Central Compliance will lead a team to oversee surveillance, private side advisory, and control room operations within the Bank.

I am currently recruiting a new AML Analyst to work for a financial services company based in London.

A Private Client Tax Senior Manager is required to provide expert advice on tax matters to a diverse portfolio of clients in the financial services industry. The role will involve tax planning, compliance, and strategy development, ensuring client needs are met with the highest standards of service.

A Corporate Tax Associate Director position is available, offering a fantastic opportunity for an experienced individual to lead the Tax department in the professional services industry located in Gatwick. The successful candidate will manage client relationships, provide tax advice and oversee tax compliance services.

An exciting opportunity for a Corporate Tax Assistant Manager, to join a large tax department near East Grinstead. The role will involve managing a diverse portfolio of corporate clients, ensuring compliance and offering advisory services.

An exciting opportunity for a talented Business Tax Senior to join a thriving accountancy practice team in Leatherhead. The role requires a strategic thinker who can deliver tax compliance and advisory services to a diverse portfolio of clients.

This is an exciting opportunity for an experienced Business Tax Manager to join a reputable professional services firm in Leatherhead. The successful candidate will be responsible for managing tax services, tax compliance, and advising a diverse client base.

In this role as a Corporate Tax Assistant Manager, you will be responsible for managing a diverse portfolio of clients, ensuring compliance with tax laws and advising on tax mitigation. You will play a vital role in the tax department of our professional services company, based in Maidstone.

This position is for a Corporate Tax Senior who will play an essential role in the tax department, handling corporate tax matters and liaising with clients to ensure their tax compliance. The role is based in Sittingbourne and is suited to a professional who is well-versed in tax regulations and client management.

An opportunity has arisen for a committed Collections Specialist in the accounting and finance department within the financial services industry. The ideal candidate will be able to manage debt recovery, maintain customer relationships and ensure compliance with set policies and regulations.